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Washington Administrative Code (Last Updated: November 23, 2016) |
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Title 460. Financial Institutions, Department of (Securities Division) |
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Chapter 460-22B. Salespersons of broker-dealers. |
| Section 460-22B-010. Application. |
| Section 460-22B-020. Cross-reference to other sections relating to securities salespersons. |
| Section 460-22B-030. Registration procedure. |
| Section 460-22B-040. Salesperson registration and examination. |
| Section 460-22B-050. Expiration of salesperson license, renewal procedure, and delinquency fees. |
| Section 460-22B-060. Duty to update application. |
| Section 460-22B-090. Dishonest and unethical business practices—Salespersons. |