Section 480-73-200. Securities report.  


Latest version.
  • Each pipeline company that has issued securities must file with the commission an annual securities transaction report. The report is due ninety days from the end of the company's reporting period, whether a fiscal or calendar year. At a minimum, the report must contain:
    (1) A schedule of the securities issued during the reporting period including a detailed description of the final agreements;
    (2) A description of the use of proceeds stating the amounts used for each purpose allowed by RCW 81.08.030;
    (3) The level of expenses for each of the securities transactions for the reporting period;
    (4) A schedule of securities retired, refunded, repurchased, or otherwise removed from the company's capitalization; and
    (5) A schedule of securities scheduled to mature in the fiscal or calendar year following the reporting period.
    [Statutory Authority: RCW 80.01.040, 80.04.160, and 81.04.160. WSR 05-17-026 (Docket No. A-021178 and TO-030288, General Order No. R-522), § 480-73-200, filed 8/5/05, effective 9/5/05.]
RCW 80.01.040, 80.04.160, and 81.04.160. WSR 05-17-026 (Docket No. A-021178 and TO-030288, General Order No. R-522), § 480-73-200, filed 8/5/05, effective 9/5/05.