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Washington Administrative Code (Last Updated: November 23, 2016) |
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Title 460. Financial Institutions, Department of (Securities Division) |
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Chapter 460-44A. Exempt transactions. |
| Section 460-44A-050. Isolated transactions—Sales not involving a public offering. |
| Section 460-44A-075. Definition of real estate mortgages when "offered and sold as a unit." |
| Section 460-44A-100. Nonissuer transactions pursuant to RCW 21.20.320(2)—Manual exemption. |
| Section 460-44A-110. Nonissuer transactions pursuant to RCW 21.20.320(2)—Senior securities. |
| Section 460-44A-200. Exemption from registration for secondary transactions pursuant to RCW 21.20.320(15). |
| Section 460-44A-300. Exemption for offers and sales to accredited investors pursuant to a public solicitation. |
| Section 460-44A-500. Preliminary notes. |
| Section 460-44A-501. Definitions and terms. |
| Section 460-44A-502. General conditions to be met. |
| Section 460-44A-503. Filing of notice and payment of fee. |
| Section 460-44A-504. Exemption for limited offers and sales of securities not exceeding $1,000,000 to not more than twenty purchasers. |
| Section 460-44A-505. Uniform offering exemption for limited offers and sales of securities not exceeding $5,000,000. |
| Section 460-44A-506. Conditions pertaining to the offer and sale of securities pursuant to Rule 506 of the Securities Act of 1933. |
| Section 460-44A-508. Insignificant deviations from a term, condition, or requirement of WAC 460-44A-501 through 460-44A-505. |