Section 460-23B-050. Duty to update application.

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A salesperson who has been issued a license has a duty to update his or her application. If an event occurs that causes a salesperson's application to be inaccurate, the salesperson shall file an amended Form U-4 with the Securities Division within thirty days of the occurrence of the event.

[Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-23B-050, filed 7/21/95, effective 8/21/95.]

RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-23B-050, filed 7/21/95, effective 8/21/95.

                    
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