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Washington Administrative Code (Last Updated: November 23, 2016) |
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Title 460. Financial Institutions, Department of (Securities Division) |
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Chapter 460-16A. General rules. |
| Section 460-16A-005. Application. |
| Section 460-16A-010. Appearance and practice before the securities division. |
| Section 460-16A-015. Electronic or telephonic submissions. |
| Section 460-16A-020. Interpretive opinions and no-action letters. |
| Section 460-16A-025. Applications and reports. |
| Section 460-16A-030. Payment of fees and refunds. |
| Section 460-16A-033. Renewal of registration of securities by coordination. |
| Section 460-16A-036. Renewal of registration of securities by qualification. |
| Section 460-16A-040. Voting rights of preferred stocks. |
| Section 460-16A-045. Protective provisions for preferred shares. |
| Section 460-16A-050. Opinion of counsel. |
| Section 460-16A-055. Corporate resolution. |
| Section 460-16A-065. Convertible senior securities. |
| Section 460-16A-070. Assessments. |
| Section 460-16A-080. Subscription agreement. |
| Section 460-16A-115. Reimbursement of expenses incurred by promoters. |
| Section 460-16A-120. Price variance. |
| Section 460-16A-125. Prospectus or offering circular. |
| Section 460-16A-126. Annual revision of offering circular. |
| Section 460-16A-127. Offering registered with the Securities and Exchange Commission ("SEC"). |
| Section 460-16A-180. Technical reports. |
| Section 460-16A-185. Technical reports prepared by state employee. |
| Section 460-16A-200. Debt offering standards. |
| Section 460-16A-205. Adoption of NASAA statements of policy. |
| Section 460-16A-390. Notice of termination of offering—Change of officers. |