Washington Administrative Code (Last Updated: November 23, 2016) |
Title 460. Financial Institutions, Department of (Securities Division) |
Chapter 460-11A. Multijurisdictional disclosure system. |
Section 460-11A-040. Multijurisdictional offering notice of claim of exemption under RCW 21.20.320(11).
Latest version.
- An issuer or underwriter conducting a multijurisdictional offering to existing security holders of the issuer pursuant to the exemption of RCW 21.20.320 (11)(b) may give notice to the director by filing the registration statement Form F-7 with a cover letter claiming that exemption.