Section 460-11A-040. Multijurisdictional offering notice of claim of exemption under RCW 21.20.320(11).  


Latest version.
  • An issuer or underwriter conducting a multijurisdictional offering to existing security holders of the issuer pursuant to the exemption of RCW 21.20.320 (11)(b) may give notice to the director by filing the registration statement Form F-7 with a cover letter claiming that exemption.
    [Statutory Authority: RCW 21.20.450 and 21.20.240. WSR 91-18-014, § 460-11A-040, filed 8/26/91, effective 9/26/91.]
RCW 21.20.450 and 21.20.240. WSR 91-18-014, § 460-11A-040, filed 8/26/91, effective 9/26/91.