Washington Administrative Code (Last Updated: November 23, 2016) |
Title 460. Financial Institutions, Department of (Securities Division) |
Chapter 460-11A. Multijurisdictional disclosure system. |
Section 460-11A-050. Exemption for secondary trading of certain multijurisdictional registered securities.
Latest version.
- After a multijurisdictional offering has been declared effective by the SEC, a nonissuer transaction in any class of the issuer's securities is exempt from registration, whether or not the transaction is effected through a broker-dealer.[Statutory Authority: RCW 21.20.450, [21.20].240. WSR 07-02-071, § 460-11A-050, filed 12/29/06, effective 1/29/07.]
RCW 21.20.450, [21.20].240. WSR 07-02-071, § 460-11A-050, filed 12/29/06, effective 1/29/07.